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Uniswap 收到 SEC 的 Wells 通知,表明可能采取执法行动

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Summary:
根据 Uniswap 首席法务官 Marvin Aomori 的公告,美国证券交易委员会 (SEC) 已将 Wells 通知转发给去中心化交易所 Uniswap。Wells 通知是正式警告,表明可能采取的执法行动。加密货币交易所 Coinbase 和 Binance 此前也收到了类似的通知。这个故事正在进行中,并将随着新信息的出现而更新。
去中心化交易所 Uniswap 已收到美国证券交易委员会 (SEC) 的 Wells 通知。Uniswap 首席法务官 Marvin Aomori 于 4 月 10 日在 X(前身为 Twitter)上发帖,证实了已收到 SEC 的通知。青森对这一通知表示失望,但也表示,美国证券交易委员会的举动并不令人惊讶。 美国证券交易委员会(SEC)的Wells通知本质上是向公司或个人发出的正式警告,提醒他们监管机构正在考虑对他们采取执法行动。收到通知后,收件人可以写一份正式的“威尔斯意见书”,这本质上是对为什么不应对他们采取此类行动的辩护或解释。 美国证券交易委员会采取的这一行动并非史无前例,Coinbase 和 Binance 等加密货币交易所过去也收到过类似的警告。该新闻报道目前正在进行中,并将在曝光时不断更新更多信息。

Published At

4/10/2024 10:09:10 PM

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